A New Treatment Strategy for Stage III Lung

 

Lung cancer therapy

Abbreviations: 5-fluorouracil, (5-FU); computerized axial tomography, 

(CAT); endobronchial intratumoral chemotherapy, (EITC); endoscopic 

ultrasound bronchoscope, (EBUS); intratumoral (IT); Sentinel lymph 

nodes, (SLN)

ABSTRACT 

Stage III A& B bronchial carcinoma presents in a heterogeneous group of 

patients. Because of uncertain prognosis, the proper therapeutic strategy 

for these patients is a controversial subject for oncologists.

This group of patients encompasses those with locally advanced disease 

and frequently presents with airways obstruction that can be life 

threatening. Clinical studies have demonstrated that immediate relief of 

obstruction by  interventional  bronchoscopic procedures, before 

treatment by radiotherapy or intravenous chemotherapy, can improve 

patient quality of life and survival The removal of an obstructive tumor 

mass within the major airways has usually been achieved by ablation 

techniques such as laser photoresection, electrocautery or cryotherapy.

Other interventional bronchoscopic modalities such as brachytherapy or 

photodynamic therapy have usually not been considered as a first choice 

for treatment because of the slower response in opening airways in 

patients with life-threatening obstructions.

During the past 10-15 years, the direct bronchoscopic injection of 

cytotoxic drugs into the tumor mass, i.e. "endobraonchial intratumoral 

chemotherapy (EITC)”, has proven to be an effective new endobronchial 

treatment paradigm. EITC is a form of neo-adjuvant chemotherapy which 

can relieve endobronchial tumor obstruction without adverse toxic side-

effects. This improved neoadjuvant treatment strategy for Stage IIIA&B 

bronchial carcinoma accompanying NSCL cancer is reviewed here. 

Keywords: Lung cancer, Bronchial obstruction, Bronchoscopy, 

Endobronchial intratumoral chemotherapy

Running title: Bronchoscopic intratumoral chemotherapy for stage III A&B 

lung cancer with airway obstruction

1- INTRODUCTION

More than 1 million cases of lung cancer are diagnosed worldwide each

year [1], approximately 80% of which are non-small cell type [2], 

comprising squamous cell carcinomas, adenocarcinomas, and large cell 

carcinomas).

Many patients are first diagnosed with advanced disease and 5-year 

survival for all stages of disease is only about 14% [3]. Surgery is 

generally regarded as the best treatment option, but in only about 25 % of 

non-small cell lung cancer (NSCLC) are tumors suitable for potentially 

curative resection [4]. A further 20% of patients with locally advanced 

disease undergo radical thoracic radiotherapy. The remaining patients, 

with late-stage or metastatic disease, are usually given only palliative 

treatment [5]

1.1 Tumor subgroups according to characteristics that influence prognosis

In Stage III lung cancer, the most important factors influencing prognosis

are:  1-extent of mediastinal lymph node involvement; and 2- extent of 

endobronchial involvement:                                                                                                               

1. Sub-grouping of tumors  according to the extent of mediastinal 

lymph node involvement

Patients with positive mediastinal lymph nodes form the largest subgroup 

within stage IIIA NSCLC. Even within such subgroups, the outcomes are

not uniform among patients because it has been shown that the volume or 

extent of nodal disease also has prognostic import [6- 8]. Patients with 

low-volume or microscopic mediastinal nodal involvement have a five year 

survival of 25-40% when treated with surgical resection alone, whereas 

the same treatment in patients with macroscopic N2 metastases results in 

less than 10% 5-year survival. [6- 8]. Similarly, survival in a T4 tumor with 

N0, N1, N2 nodal invol vement should be different than in T4 tumor with N3 

nodal involvement although both sub groups are staged within the IIIB 

category.

2. Sub-grouping of tumors according to location inside the airways

The location of tumor inside the airway lumen is also a very important 

factor in the assessment of TNM staging, prognosis and the results of 

treatment. Unfortunately the unfavorable effects of endobronchial tumor 

location is rarely taken into consideration in deciding upon therapeutic 

strategies and assessment of results. In fact, it has been demonstrated in 

several studies that the complications generated by airway obstruction 

often confuses proper prognostic assessment and may therefore adversely 

affect the quality life of the patient. In particular, infectious 

complications and the deterioration of pulmonary function caused by 

occlusion of airways can constitute a problem for the successful use of 

conventional treatments [9 -11].

The efficacy of traditional treatment modalities such as radiotherapy or 

systemic intravenous chemotherapy on endobronchial tumors causing 

obstruction is limited [12- 13] . However, several studies have 

demonstrated that the removal of endobronchial tumor obstruction by 

interventional bronchoscopic procedures may be quickly effective and 

without significant risk (mortality ≪ 0.5 %). This is accompanied by 

improvement in the quality of life and prolonged survival when combined 

with the traditional treatment modalities such as radiotherapy or systemic 

intravenous chemotherapy [14 , 15, 16].

The aim of this paper is to consider the major multi-modality studies that 

have helped define the current standard of care for the particular disease 

subsets of stage III NSCLC with airways occlusion, and to also provide a 

strategic basis for ongoing and future research initiatives.

2. SUB-GROUPING OF STAGE IIIA AND IIIB NSCLC 

ACCORDING TO THE LOCATION AND BULK OF TUMOR          

IN THE AIRWAY LUMEN

2.1 The international TNM staging system

For patients w th NSC lung cancer, the anatomical extent of disease 

will guide the treatment and prognosis and may thereby influence 

survival. Non-small cell lung cancer is routinely staged using the 

International Staging System; the TNM system ("T" for extent of primary 

tumor, "N" for regional lymph node involvement, and "M" for metastases) 

According to this TNM staging system the extent and situation of primary 

tumors in the airway lumen are not categorized as a distinct subset [17, 

18]. However, studies have demonstrated that the accurate evaluation of 

treatment strategies for improved survival is significantly influenced by 

the location of the tumor in the airway lumen and the degree of 

obstruction [14, 15, 19].

Our clinical experience shows that in stage III A&B patients the extent of  

endobronchial involvement of the primary tumor, regardless of other 

disease characteristics, significantly influences survival and is one of the 

most important factors to be considered when prescribing treatment 

modalities and evaluating results [20, 21]. We therefore believe it can 

be very helpful to describe a distinct sub-group of patients in the 

international classification staging system which includes a 

description of the location of bronchial involvement of the primary

tumor. In this sub-grouping, the TNM descriptors are kept as the 

same as defined in the International System [17] but an extra 

descriptor should be added to define the location and extent of a 

primary tumor in the airway lumen.

2.2 The advantage of sub-grouping tumors according to airway 

involvement

For a NSCLC patient whose tumor is staged according to the International 

Staging System as T3 or T4 (because the tumor location is in the airway 

regardless of other disease characteristics), staging becomes III A or      

III B.  But this patient could have nodal involvement as N0, N1 or N2 or an 

isolated 1cm tumor in the lung parenchyma. Therefore, the prognosis and 

therapeutic strategy for treating the tumor located in th e airway may not

be adequately analyzed. In short, for proper planning of a treatment 

Strategy in patients staged as “III A&B”, regardless of other disease 

characteristics, the specific effect of the tumor location inside the airway 

should be considered. Therefore, in addition to current NSSLC staging an 

additional factor (such as 'T airway' ) would be helpful to demonstrate the 

status of the tumor “T” in the airways.

3. BRONCHOSCOPIC INTRATUMORAL CHEMOTHERAPY

3.1 Endobronchial Intratumoral Chemotherapy (EITC) 

Endobronchial intratumoral chemotherapy (EITC) is a relatively new 

procedure for treatment of lung cancer. This procedure involves the direct 

injection of conventional cancer drugs into tumor tissue through a flexible 

bronchoscope by means of a needle catheter. The concept and technique 

have been described in detail in previously published papers [35-37]. Our 

emphasis in this paper is on the potential benefit for the use of EITC as a 

neoadjuvant procedure before surgery or external radiotherapy for stage 

III A&B NSCLC presenting patients with endobronchial tumors.

3.2 EITC Procedure 

For intratumoral chemotherapy, various approved cancer drugs have been 

used including 5-FU, mitoxantrone, methotrexate, and cisplatin. Cisplatin 

has been used in our recent EITC studies to treat NSCL cancer patients and 

is administered in solution as available in hospital pharmacies for intra-

venous drug delivery [35-37]. Cisplatin may be injected into a tumor mass 

at a concentration of 0.5 - 4 mg/mL at a volume of 0.5-1 mL of drug 

solution injected for each cc of tumor volume . The total dose is delivered

by multiple injections at several different sites on the tumor mass. Usually,

0.5-2 mg cisplatin is administered at each injection point. Although the 

total dose of cisplatin delivered by intratumoral injection is based on the 

estimated total volume of the tumor mass, the maximum total dose is 

usually not more than 60 mg of cisplatin delivered at each IT injection 

session. The EITC therapy regimen consi

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